Commodity Exchange Act

Results: 1258



#Item
51Financial adviser / Hedge fund / Registered Investment Advisor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Accredited investor / Regulation D / Commodity Futures Trading Commission / Exchange-traded fund / Investment Company Act / Financial economics / Investment / Finance

Microsoft Word - SFLAW-#v3-2013_Client_Letter.DOC

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Source URL: sflaw.com

Language: English - Date: 2014-07-31 17:11:00
52OTC derivatives: impacts of regulatory changes in the non-financial sector

OTC derivatives: impacts of regulatory changes in the non-financial sector

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Source URL: www.bis.org

Language: English - Date: 2015-05-06 09:13:00
53Proposed Rule: End-User Exception to Mandatory Clearing of Security-Based Swaps

Proposed Rule: End-User Exception to Mandatory Clearing of Security-Based Swaps

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Source URL: www.sec.gov

Language: English - Date: 2010-12-28 14:08:51
54Project document  Report on derivatives markets: stabilizing or speculative impact on Chile and a comparison with Brazil

Project document Report on derivatives markets: stabilizing or speculative impact on Chile and a comparison with Brazil

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Source URL: www.stephanygj.net

Language: English - Date: 2009-06-04 15:58:03
55IS THERE NEED FOR AN EAST AFRICAN COMMODITY EXCHANGE? Nancy Laibuni, Moses Njenga, Benson Kiriga, John Omiti and Moses Ikiara

IS THERE NEED FOR AN EAST AFRICAN COMMODITY EXCHANGE? Nancy Laibuni, Moses Njenga, Benson Kiriga, John Omiti and Moses Ikiara

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Source URL: www.kippra.org

Language: English - Date: 2014-07-24 07:01:49
56Final Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant.”

Final Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant.”

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Source URL: www.sec.gov

Language: English - Date: 2012-05-24 10:32:32
57COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 Release No. IA-3308; File No. S7-05-11

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 Release No. IA-3308; File No. S7-05-11

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Source URL: www.sec.gov

Language: English - Date: 2011-10-31 10:39:57
58Risk Management Supervision of Designated Clearing Entities

Risk Management Supervision of Designated Clearing Entities

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Source URL: www.sec.gov

Language: English - Date: 2011-07-21 14:00:48
59Proposed Rule; Proposed Interpretation: Registration and Regulation of Security-Based Swap Execution Facilities

Proposed Rule; Proposed Interpretation: Registration and Regulation of Security-Based Swap Execution Facilities

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Source URL: www.sec.gov

Language: English - Date: 2011-02-02 18:35:32
60Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a

Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a

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Source URL: www.sec.gov

Language: English - Date: 2015-05-11 17:13:17